Privacy Policy

Aqueduct Capital Group, LLC
Privacy Policy Notice

Aqueduct Capital Group, LLC is committed to protecting the privacy of our clients and former clients. In the normal course of business we collect personal information about you. We do not sell the information you have entrusted to us to third parties and we disclose your personal information only as necessary to provide the products and services you expect from a financial services leader. To help you understand how we protect your personal information, this notice describes our current privacy policy and practices.

You do not need to take any action as a result of this notice, but you do have certain rights as described below.

Information We May Collect and Use

We collect information about you, which we may share now or in the future. We do this to help us identify you as our client or our former client, to process your transactions and requests quickly, to provide investment services to you or tell you about products or services that may interest you.

Information we collect includes:

Information from you – When submitting your documents you may give us information such as your name, address, social security number, investor questionnaires, identification documentation and other financial related material.

Information about your transactions – We may keep information about your transactions with our company, for example, the products you purchase through our introduction, the amount you invested and your account balances.

How We Treat Your Information

We may provide information to regulatory authorities and law enforcement officials in accordance with applicable law, or to others when we believe in good faith that the law requires it. In the event of a sale of all or part of one of our businesses, we may share client information related to that business as part of the transaction. Pursuant to Regulation S-AM Aqueduct Capital Group, LLC does not sell or share your information with anyone outside our company or with any affiliates who may want to offer you their own products and services. You do not need to take any action for this benefit.

Security of Information

Keeping your information secure is one of our most important responsibilities. We maintain physical, electronic and procedural safeguards to protect your information. Employees are authorized to access your information only when they need it to provide you with products and services or to maintain your accounts.

Accurate Information/Complaints

We want to make sure that we have accurate information about you. If you believe that any of our records are inaccurate, you may notify us in writing of any corrections, amendments or deletions that you believe should be made. You may also send us any written complaints to the address listed below. Questions about your personal information or complaints should be directed to Aqueduct Capital Group, LLC, 2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209 Attn: Frank Edwards. You can also see a copy of this notice or our business continuity plan on our website,