Aqueduct Capital Group, LLC
You do not need to take any action as a result of this notice, but you do have certain rights as described below.
Information We May Collect and Use
We collect information about you, which we may share now or in the future. We do this to help us identify you as our client or our former client, to process your transactions and requests quickly, to provide investment services to you or tell you about products or services that may interest you.
Information we collect includes:
Information from you – When submitting your documents you may give us information such as your name, address, social security number, investor questionnaires, identification documentation and other financial related material.
Information about your transactions – We may keep information about your transactions with our company, for example, the products you purchase through our introduction, the amount you invested and your account balances.
How We Treat Your Information
We may provide information to regulatory authorities and law enforcement officials in accordance with applicable law, or to others when we believe in good faith that the law requires it. In the event of a sale of all or part of one of our businesses, we may share client information related to that business as part of the transaction. Pursuant to Regulation S-AM Aqueduct Capital Group, LLC does not sell or share your information with anyone outside our company or with any affiliates who may want to offer you their own products and services. You do not need to take any action for this benefit.
Security of Information
Keeping your information secure is one of our most important responsibilities. We maintain physical, electronic and procedural safeguards to protect your information. Employees are authorized to access your information only when they need it to provide you with products and services or to maintain your accounts.
We want to make sure that we have accurate information about you. If you believe that any of our records are inaccurate, you may notify us in writing of any corrections, amendments or deletions that you believe should be made. You may also send us any written complaints to the address listed below. Questions about your personal information or complaints should be directed to Aqueduct Capital Group, LLC, 2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209 Attn: Frank Edwards. You can also see a copy of this notice or our business continuity plan on our website, www.aqueductcap.com.
Before joining Aqueduct, he was a Senior Tax Associate at PriceWaterhouseCoopers, specializing in private equity and hedge funds.
He began his career at US Bank, where he administered portfolios of securitized assets and alternative investments.
Blake received a BS in Business Administration as well as a Masters in Accounting from East Carolina University. He is a CPA and member of the American Institute of Certified Public Accountants as well as North Carolina Association of Certified Public Accountants.
Have A Project In Mind? Let’s Get To Work
Combining the Best in Class Investment Talent with Exclusive Pools of Capital
Office in New York
444 Madison Avenue
New York, NY 10022
Office in Charlotte
2820 Selwyn Avenue
Charlotte, NC 28209
Office in Washington, D.C.
5425 Wisconsin Avenue
Chevy Chase, MD 20815
Office in Chicago
110 N. Wacker Drive
Chicago, IL 60606
Office in Los Angeles
340 Tejon Place
Palos Verdes Estates,
Office in Florida
142 Gomez Rd